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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-06
  • TX RA
    APPROVED
    Since 2017-07-06

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Tulsa OK 07/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Forth Worth TX 05/2017 Present
Tulsa Community College Tulsa OK 12/2014 07/2017
Bank Of America, N.A. Fort Worth TX 07/2017 Present
Previous Registrations
  • 2016-04-25 → 2017-05-22
    Sii Investments, Inc.
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-23
  • S66 Uniform Combined State Law Examination
    2016-04-23
Other Names
  • Jennifer Lynn Meledeo
  • Jennifer Lynn Parks

View on SEC IAPD

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