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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc / Concourse Financial Group Securities, Inc. | Birmingham | AL | 10/2012 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 05/2023 | Present |
| Pnc Bank | Birmingham | AL | 01/2022 | 05/2023 |
| Medical Properties Trust | Birmingham | AL | 03/2020 | 01/2022 |
| Regions Bank | Birmingham | AL | 06/2017 | 03/2020 |
| Bank Of America, N.A. | Birmingham | AL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-22 |
| S66 | Uniform Combined State Law Examination | 2011-08-25 |
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