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Current Employers
Summit Investment Advisory Services

3065 Center Pointe Drive Suite 2, Roseville, MN 55113 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-12-08
  • MN RA
    APPROVED
    Since 2017-12-08

Branch Locations

3065 Center Pointe Drive Suite 2, Roseville, MN 55113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial/Summit Investment Advisors Roseville MN 01/2013 Present
Summit Investment Advisory Services, Inc. Roseville MN 12/2017 Present
  • 01/2013 → Present
    Lpl Financial/Summit Investment Advisors
    Roseville, MN
  • 12/2017 → Present
    Summit Investment Advisory Services, Inc.
    Roseville, MN
Other Businesses

(1) 12/23/2013: Summit Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/01/2016: Summit Advisors, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - 3065 Centre Pointe Drive, Suite 2, Roseville, MN 55113 - Start 11/01/2016 - 0 Hr/Mo 3. 01/05/2018 - Summit Invesment Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Wealth Advisor, Partner - Start Date 12/01/2017 - 80 Hours Per Month / 50 Hours During Trading - I provide investment advisory services through Summit Invesment Advisory Services, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-06-08
Designations
Other Names
  • Scott Caskey

View on SEC IAPD

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