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3065 Center Pointe Drive Suite 2, Roseville, MN 55113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-12-08 |
Branch Locations
3065 Center Pointe Drive Suite 2, Roseville, MN 55113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial/Summit Investment Advisors | Roseville | MN | 01/2013 | Present |
| Summit Investment Advisory Services, Inc. | Roseville | MN | 12/2017 | Present |
(1) 12/23/2013: Summit Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/01/2016: Summit Advisors, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - 3065 Centre Pointe Drive, Suite 2, Roseville, MN 55113 - Start 11/01/2016 - 0 Hr/Mo 3. 01/05/2018 - Summit Invesment Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Wealth Advisor, Partner - Start Date 12/01/2017 - 80 Hours Per Month / 50 Hours During Trading - I provide investment advisory services through Summit Invesment Advisory Services, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-08 |
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