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Riley Sean Stephenson

Stephenson And Company, Inc.

San Clemente, CA

CRD 5948265

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Employer firm

Stephenson And Company, Inc. CRD 111453

$447M regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stephenson And Company, Inc.

241 Avenida Del Mar, San Clemente, CA 92672 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-21
CA RA APPROVED 2014-05-22
  • TX RA
    APPROVED
    Since 2019-08-21
  • CA RA
    APPROVED
    Since 2014-05-22

Branch Locations

241 Avenida Del Mar, San Clemente, CA 92672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephenson And Company San Clemente CA 05/2014 Present
Stephenson And Company, Inc. San Clemente CA 01/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

IGNITE PLANNERS LLC
J.P. MORGAN SECURITIES LLC
QUIVER FINANCIAL HOLDINGS LLC

Nearby Investors

DOMINICK ANTHONY ZIZZO
RONALD WILLIAM HADA
KENNETH CLEO JOHNSON

Nearby Offices

IGNITE PLANNERS LLC · SAN CLEMENTE, CA
J.P. MORGAN SECURITIES LLC · SAN CLEMENTE, CA
QUIVER FINANCIAL HOLDINGS LLC · SAN CLEMENTE, CA

More in San Clemente, CA

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