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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-08
MN RA APPROVED 2014-02-04
  • TX RA
    APPROVED_RES
    Since 2021-06-08
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

10810 Old County Road 15, Plymouth, MN 55441 • United States

Champlin, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 08/2012 03/2020
Ameriprise Financial Services, Llc Plymouth MN 03/2020 Present
Other Businesses

Business Ownership; TC Family LLC; COO; ; 10810 Old Cty Rd 15 Plymouth, MN 55441, ,; Investment-Related; 04/01/2018; 20 to 39 hours per month; 20 to 39 during trading hours / Rack Shack Outdoors LLC; Co-owner; Real Estate; 202 N Cedar Ave Suite 1, , Owatonna, MN, 55060; Not Investment-Related; 03/20/2026; 0 hours per month; 0 during trading hours. Outside Employment; TC Family; Chief Investment Officer - Aid in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 10810 Old County Rd 15, , Plymouth, MN, 55441; Investment-Related; 04/02/2018; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-22
  • S63 Uniform Securities Agent State Law Examination
    2012-09-22

View on SEC IAPD

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