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Amanda Foster Paulik

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-27
OH RA APPROVED 2020-03-03
  • TX RA
    APPROVED
    Since 2021-04-27
  • OH RA
    APPROVED
    Since 2020-03-03

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barnes Dennig Cincinnati OH 09/2018 08/2019
Pricewaterhousecoopers Llp Cincinnati OH 09/2016 08/2018
Ubs Financial Services Inc. Cincinnati OH 09/2019 Present
  • 09/2018 → 08/2019
    Barnes Dennig
    Cincinnati, OH
  • 09/2016 → 08/2018
    Pricewaterhousecoopers Llp
    Cincinnati, OH
  • 09/2019 → Present
    Ubs Financial Services Inc.
    Cincinnati, OH
Other Businesses

My husband owns an LLC called Cincy Barn Doors. I help out on occasion. I spend about 20 hours per year helping him.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2020-03-02
Other Names
  • Amanda Foster
  • Amanda Foster Paulik
  • Amanda Charlene Foster
  • Amanda Charlene Paulik

View on SEC IAPD

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JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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