Brice Patrick Carter

Employer firm

Financial Strategies Group, Inc CRD 289054

$677M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2017
  Nylife Insurance Company (Dba Daily Merritt Financial Services)
  Okemos, MI
• 09/2011 → 07/2017
  Ny Life Securities
  Okemos, MI
• 05/2012 → 07/2017
  Eagle Strategies Llc (Dba Financial Strategies Group, Inc.)
  Okemos, MI
• 08/2017 → 12/2025
  Fsg Insurance Agency
  Okemos, MI
• 11/2013 → 03/2017
  Daily Merritt Financial Services, Inc.
  Northville, MI
• 08/2017 → Present
  Financial Strategies Group, Llc
  Okemos, MI

Previous Registrations

• 2012-05-11 → 2017-08-02
  Eagle Strategies Llc
  Okemos, MI

Other Businesses

1. Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2270 Jolly Oak Rd Suite 2 Okemos, MI 48864; Start Date 03/2016; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours 2. Carter Ranch LLC ; Non-Investment related; Michigan; Horse farm; Owner; Start date: 10/2025; 20 hours a week; 0 hours during securities trading hours; 20 hours outside of securities trading hours; Farming 3. FSG Insurance Solutions LLC; Investment related; 10166 Fenton Rd, Fenton, MI 48430; Insurance; Owner & Agent; Start date: 10/2025; Less than 10% during securities trading hours. Less than 10% outside of securities trading hours; Oversees business and operations 4. OPERATING UNDER THE DBA NAME OF FINANCIAL STRATEGIES GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ROLE/TITLE: ASSOCIATE; ADDRESS: OKEMOS, MI; START DATE: 07/2012 5. Child and Family Charities; Provides services to under privileged and at risk youth. These services include adoption, foster care, housing, and counseling.; 4287 Five Oaks Dr, Lansing, MI 48911; Start Date 03/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours

Exams

• S66 Uniform Combined State Law Examination
  2012-05-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant