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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-23 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
3105 Glenwood Ave, Ste 201, Raleigh, NC 27612 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-23 |
| NC | RA | APPROVED | 2014-10-01 |
Branch Locations
3105 Glenwood Ave Ste 201 [Support Center], Raleigh, NC 27612 • United States
Broadway, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Raleigh | NC | 01/2014 | 11/2016 |
| Wells Fargo Bank, Na | Raleigh | NC | 01/2014 | Present |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Raleigh | NC | 06/2026 | Present |
BRICK CITY BEES INC, NOT INV RELATED, SANFORD, NC, 100% OWNERSHIP, START 3/1/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, BEEKEEPER AND SALES OF HONEYBEE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-18 |
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