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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber Technologies | Alpharetta | GA | 02/2015 | 03/2019 |
| Lyft | Alpharetta | GA | 01/2015 | 04/2019 |
| Regions Bank | Alpharetta | GA | 03/2015 | 03/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2016 | 12/2017 |
| Cetera Investment Advisers Llc | Alpharetta | GA | 11/2016 | 12/2017 |
| Cetera Investment Advisers Llc | Alpharetta | GA | 11/2019 | 03/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2019 | 03/2022 |
| E*Trade Securities Llc | Alpharetta | GA | 03/2022 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 03/2022 | Present |
| Livenation | Alpharetta | GA | 03/2017 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
LiveNation Non-related 2200 Encore Pkwy, Alpharetta GA 30009 Concert Venue Usher 3/1/2017 6 Hrs/Month None Seating patrons
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-14 |
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