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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
PA RA APPROVED 2018-11-14
NJ RA APPROVED 2015-06-15
FL RA APPROVED 2014-12-18
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • PA RA
    APPROVED
    Since 2018-11-14
  • NJ RA
    APPROVED
    Since 2015-06-15
  • FL RA
    APPROVED
    Since 2014-12-18

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2011 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 07/2021 Present
Bank Of America, N.A. Exton PA 08/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2014-11-17
Other Names
  • Victoria Leigh Hayes
  • Victoria L Hayes

View on SEC IAPD

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