Kip Ronald Schmidt

Current Employers

Employment History

• 06/2011 → 06/2017
  New York Life Insurance Company
  Fargo, ND
• 03/2012 → 06/2017
  Nylife Securities Llc
  Fargo, ND
• 06/2017 → 01/2024
  Woodbury Financial Services Inc
  Bismarck, ND
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bismarck, ND

Previous Registrations

• 2018-06-18 → 2024-01-19
  Woodbury Financial Services, Inc.
  Bismarck, ND

Other Businesses

1) KIP SCHMIDT POSITION: Owner/Operator NATURE: Sale of traditional insurance to include Life, Health, Dental, Vision, Disability, and Long Term Care. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/2013 ADDRESS: 1313 Skyline Boulevard, Bismarck ND 58503, United States DESCRIPTION: Provide advise relating to the sale of Life, Health, Dental, Vision, Disability, and Long Term Care. 2) VUE FINANCIAL SERVICES DBA POSITION: Agent/Producer NATURE: The solicitation, advisory and sale of traditional insurance including but not limited to Life, Health, Dental, Vision, Disability, and Long Term Care Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2017 ADDRESS: 1313 Skyline Boulevard, Bismarck ND 58503, United States DESCRIPTION: Vue Community Credit Union owns the book of health and life insurance book of business of which I provide service. The book includes clients with var. and fixed life, health and Medicare, dental, vision, and long term care insurance policies, which I act as their agent. I also solicit new clients from the investment clients and the Vue CCU membership for the afore mentioned products and services. 3) VUE COMMUNITY CREDIT UNION - DBA POSITION: Financial Advisor NATURE: Credit Union INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/06/2017 ADDRESS: 1313 Skyline Boulevard, Bismarck ND 58503, United States DESCRIPTION: I am a Financial Advisor who provides insurance and financial services to clients of Vue Community Credit Union. The purpose of this OBA is to disclose my DBA, Vue Community Credit Union. 4) CENTRAL DAKOTA FINANCIAL GROUP LLC POSITION: Owner/Operator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/10/2023 ADDRESS: 1300 Shires Dr SE, Mandan ND 58554, United States DESCRIPTION: The purpose of this OBA is to disclose my relationship the Central Dakota Financial Group LLC (CDFG). I am the Owner/Operator of this entity. CDFG is set up to pay salaries to myself and my assistants. 5)HERITAGE DIGITAL ASSETS LLC POSITION: Member NATURE: Heritage Digital Assets LLC is a holding company used to hold my crypto assets. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2025 ADDRESS: 30 N Gould ST Ste N, Sheridan WY 82801-6317, United States DESCRIPTION: I am the sole member of this LLC. 6)HERITAGE DIGITAL ASSETS LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2025 ADDRESS: 30 N Gould ST Ste N, Sheridan WY 82801-6317, United States DESCRIPTION: I am the sole member of this LLC. It is used to hold my crypto assets.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-01
• S63 Uniform Securities Agent State Law Examination
  2012-05-08