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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| VA | RA | APPROVED | 2014-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Leesburg | VA | 09/2014 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leesburg | VA | 09/2014 | Present |
I*90272 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SILCOTT SPRINGS FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: PURCELLVILLE, VIRGINIA 20132 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 42392 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL PLOW SNOW WHEN WE RECEIVE LOTS OF SNOW. I WILL ALSO CUT HAY IN THE SUMMER ON OCCASION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-25 |
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