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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-03 |
| WA | RA | APPROVED | 2011-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2011 | Present |
| Bank Of America, N.A. | Seattle | WA | 07/2011 | Present |
I*1409262 For profit or not for profit: Name of outside business organization: Washington Athletic Club Investment related: N Address of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The finance committee at the WAC is focused on spend within the WAC. They review and discuss expansion proposals, remodels, etc. The is not an investment position and does not have control over any investments. The position is focused on budgeting and spend within the WACs programs. I will not be acting on behalf of the firm. I will not have any checking, savings, bill pay, securities, credit card or other authorities. The role will not advise on investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
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