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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-02 |
| KY | RA | APPROVED | 2017-08-15 |
Branch Locations
9960 Corporate Campus Drive Suite 1200, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Bank & Trust | Florence | KY | 07/2015 | 08/2017 |
| Lpl | Florence | KY | 08/2015 | 08/2017 |
| Financial Engines Advisors L.L.C. | Louisville | KY | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-26 |
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