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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| WI | RA | APPROVED | 2012-04-25 |
Branch Locations
35 Park Pl Ste 300, Appleton, WI 54914-8240 • United States
Appleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Appleton | WI | 06/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Appleton | WI | 03/2020 | Present |
Business Ownership; MC Lowery LLC; The LLC is used soley for accounting and payroll purposes; Consulting; 35 Park Place Suite 300, , Appleton, WI, 54914; Investment-Related; 08/24/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MC Lowery LLC; Owner; Manage advisory business; 35 Park Place Suite 300, , Appleton, WI, 54914; Investment-Related; 03/07/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-18 |
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