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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-04 |
| AZ | RA | APPROVED | 2017-03-28 |
Branch Locations
14269 N 87Th St Ste 105, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James | Scottsdale | AZ | 10/2013 | 03/2017 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 03/2017 | Present |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AL | 03/2017 | Present |
(1)Name of Business: ELOC Investments LLC Address: 14269 N 87th St Ste 105, Scottsdale, AZ, 85260, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 100% owner and sole employee (2)Name of Business: NextGen Advisors LLC Address: 14269 N 87th St Ste 105, Scottsdale, AZ, 85260, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/31/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-04 |
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