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Bobby Lee Busby

Johnson Sterling, Inc.

Birmingham, AL

CRD 5945800

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Employer firm

Johnson Sterling, Inc. CRD 106379

$3.90B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Johnson Sterling, Inc.

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-06-06
  • AL RA
    APPROVED
    Since 2018-06-06

Branch Locations

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 07/2011 10/2017
Horace Mann Companies Springfield IL 05/2016 10/2017
United Partners Insurance, Llc Baton Rouge LA 10/2017 10/2017
Horace Mann Companies Springfield IL 10/2017 10/2017
Johnson Sterling, Inc. Birmingham AL 10/2017 Present
  • 07/2011 → 10/2017
    Horace Mann Investors, Inc.
    Springfield, IL
  • 05/2016 → 10/2017
    Horace Mann Companies
    Springfield, IL
  • 10/2017 → 10/2017
    United Partners Insurance, Llc
    Baton Rouge, LA
  • 10/2017 → 10/2017
    Horace Mann Companies
    Springfield, IL
  • 10/2017 → Present
    Johnson Sterling, Inc.
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-06
S63 Uniform Securities Agent State Law Examination 2011-12-12
  • S65 Uniform Investment Adviser Law Examination
    2018-06-06
  • S63 Uniform Securities Agent State Law Examination
    2011-12-12

View on SEC IAPD

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