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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-07 |
| MO | RA | APPROVED | 2021-09-13 |
Branch Locations
1401 S Brentwood Blvd Ste 400, St. Louis, MO 63144 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2011 | 03/2021 |
| Northwestern Mutual Investment Services, Llc | Cape Girardeau | MO | 08/2011 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 03/2021 |
| Lpl Financial Llc | Saint Louis | MO | 03/2021 | Present |
1)02/18/2021 - GATEWOOD WEALTH SOLUTIONS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/18/2021 - Gatewood Wealth Solutions - Insurance Sales - Inv Rel - At Reported Business Location(s) - Start: 2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-20 |
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