Ashley Micheal Rowland

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2023-05-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	Oklahoma City	OK	03/2014	11/2016
Axa Advisors, Llc	New York	NY	11/2016	03/2018
First Allied Securities, Inc	San Diego	CA	06/2018	09/2022
First Allied Advisory Services, Inc.	San Diego	CA	06/2018	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	05/2023
Cetera Advisors Llc	Oklahoma City	OK	09/2022	05/2023
Bok Financial Securities, Inc.	Oklahoma City	OK	05/2023	Present
Bokf, Na	Oklahoma City	OK	05/2023	Present

2020-11-12 → 2023-05-16

Cetera Investment Advisers Llc

Oklahoma City, OK
2018-06-06 → 2020-11-12

First Allied Advisory Services, Inc.

Oklahoma City, OK
2016-11-10 → 2018-03-20

Equitable Advisors, Llc

Oklahoma City, OK
2014-03-14 → 2016-11-15

J.P. Morgan Securities Llc

Midwest City, OK

Midwest City, OK

Oklahoma City, OK

Oklahoma City, OK
2013-02-21 → 2014-03-06

Equitable Advisors, Llc

Oklahoma City, OK

Drumright, OK

Oklahoma City, OK

Oklahoma City, OK

Tulsa, OK

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-14
S63	Uniform Securities Agent State Law Examination	2011-11-07

Other Firms