Ashley Micheal Rowland

Employer firm

Bok Financial Securities, Inc. CRD 17530

$1.06B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2016
  Jp Morgan Securities Llc
  Oklahoma City, OK
• 11/2016 → 03/2018
  Axa Advisors, Llc
  New York, NY
• 06/2018 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 06/2018 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 05/2023
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 05/2023
  Cetera Advisors Llc
  Oklahoma City, OK
• 05/2023 → Present
  Bok Financial Securities, Inc.
  Oklahoma City, OK
• 05/2023 → Present
  Bokf, Na
  Oklahoma City, OK

Previous Registrations

• 2020-11-12 → 2023-05-16
  Cetera Investment Advisers Llc
  Oklahoma City, OK
• 2018-06-06 → 2020-11-12
  First Allied Advisory Services, Inc.
  Oklahoma City, OK
• 2016-11-10 → 2018-03-20
  Equitable Advisors, Llc
  Oklahoma City, OK
• 2014-03-14 → 2016-11-15
  J.P. Morgan Securities Llc
  Midwest City, OK
  Midwest City, OK
  Oklahoma City, OK
  Oklahoma City, OK
• 2013-02-21 → 2014-03-06
  Equitable Advisors, Llc
  Oklahoma City, OK
  Drumright, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Tulsa, OK

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-14
• S63 Uniform Securities Agent State Law Examination
  2011-11-07

Other Names

• Ashley Micheal Rowland
• Ashley Michael Rowland