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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
805 Broadway St Ste 605, Vancouver, WA 98660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Portland | OR | 07/2011 | 01/2026 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Portland | OR | 05/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
| Northwestern Mutual Investment Services, Llc | Vancouver | WA | 01/2026 | Present |
1. FULL HOUSE INVESTMENT LLC, 8631 SE SILVER CREEK CT, HAPPY VALLEY, OR 97086. INVESTMENT RELATED.RENTAL HOMES. CO-OPERATE WITH MY BUSINESS PARTNER. MARCH 2006. IT REQUIRES APPROXIMATELY ONE HOUR OF MY TIME A MONTH ZERO DURING SECURITY TRADING HOURS, DURING WHICH I AM HELPING TO MANAGE THE RENTALS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. Dan Leary LLC, non investment related, 200 sw market st, Portland, OR, owner, 12/16, 5 hours per month, entity for expenses of office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-27 |
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