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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APP_PEND_IARCE 2026-01-01
  • OR RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

805 Broadway St Ste 605, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Portland OR 07/2011 01/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2011 Present
Northwestern Mutual Investment Services, Llc Portland OR 05/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2015 Present
Northwestern Mutual Investment Services, Llc Vancouver WA 01/2026 Present
Other Businesses

1. FULL HOUSE INVESTMENT LLC, 8631 SE SILVER CREEK CT, HAPPY VALLEY, OR 97086. INVESTMENT RELATED.RENTAL HOMES. CO-OPERATE WITH MY BUSINESS PARTNER. MARCH 2006. IT REQUIRES APPROXIMATELY ONE HOUR OF MY TIME A MONTH ZERO DURING SECURITY TRADING HOURS, DURING WHICH I AM HELPING TO MANAGE THE RENTALS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. Dan Leary LLC, non investment related, 200 sw market st, Portland, OR, owner, 12/16, 5 hours per month, entity for expenses of office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-27
  • S66 Uniform Combined State Law Examination
    2011-11-27
Other Names
  • Dan Leary
  • Daniel Anthony Leary

View on SEC IAPD

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