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1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-04-02 |
| MO | RA | APPROVED | 2024-02-26 |
| FL | RA | APPROVED | 2024-02-22 |
| OR | RA | APPROVED | 2024-01-31 |
| AZ | RA | APPROVED | 2024-01-24 |
| MS | RA | APPROVED | 2024-01-16 |
| IL | RA | APPROVED | 2024-01-11 |
| NV | RA | APPROVED | 2024-01-11 |
| MI | RA | APPROVED | 2024-01-10 |
| NH | RA | APPROVED | 2024-01-10 |
| NC | RA | APPROVED | 2024-01-10 |
| SC | RA | APPROVED | 2024-01-10 |
| GA | RA | APPROVED | 2024-01-09 |
| LA | RA | APPROVED | 2024-01-09 |
| MN | RA | APPROVED | 2024-01-09 |
| VA | RA | APPROVED | 2024-01-09 |
| AL | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2024-01-08 |
| CO | RA | APPROVED | 2024-01-08 |
| CT | RA | APPROVED | 2024-01-08 |
| IN | RA | APPROVED | 2024-01-08 |
| KS | RA | APPROVED | 2024-01-08 |
| KY | RA | APPROVED | 2024-01-08 |
| NJ | RA | APPROVED | 2024-01-08 |
| OH | RA | APPROVED | 2024-01-08 |
| OK | RA | APPROVED | 2024-01-08 |
| PA | RA | APPROVED | 2024-01-08 |
| WA | RA | APPROVED | 2024-01-08 |
| WV | RA | APPROVED | 2024-01-08 |
| WI | RA | APPROVED | 2024-01-08 |
| NY | RA | APPROVED | 2024-01-07 |
| MD | RA | APPROVED | 2014-01-15 |
| TX | RA | APPROVED | 2014-01-15 |
Branch Locations
1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Annapolis | MD | 12/2008 | 12/2017 |
| Scarborough Advisors, Llc Dba Scarborough Capital Management | Annapolis | MD | 11/2013 | Present |
| Independent Financial Group, Llc | Annapolis | MD | 01/2018 | Present |
(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/28/2000 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER AND INVESTMENT ADVISER REPRESENTATIVE OF SCARBOROUGH CAPITAL MANAGEMENT, AN SEC REGISTERED INVESTMENT ADVISER, OFFERING ADVISORY SERVICES. (2) BALLAST PARTNERS LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2016 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER OF BALLAST PARTNERS, LLC, FOR BUSINESS PROPERTY RENTAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-12 |
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