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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-15
  • WA RA
    APPROVED
    Since 2025-12-15

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Springfield Springfield IL 08/2011 10/2016
Scottrade, Inc. St Louis MO 10/2016 11/2021
Td Ameritrade, Inc. Chicago IL 02/2018 11/2021
Charles Schwab & Co., Inc. Seattle WA 10/2021 Present
Charles Schwab Bank, Ssb Seattle WA 12/2025 Present
  • 08/2011 → 10/2016
    Bank Of Springfield
    Springfield, IL
  • 10/2016 → 11/2021
    Scottrade, Inc.
    St Louis, MO
  • 02/2018 → 11/2021
    Td Ameritrade, Inc.
    Chicago, IL
  • 10/2021 → Present
    Seattle, WA
  • 12/2025 → Present
    Charles Schwab Bank, Ssb
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12
Other Names
  • Michael Lampros

View on SEC IAPD

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