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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-15 |
Branch Locations
400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Springfield | IL | 08/2011 | 10/2016 |
| Scottrade, Inc. | St Louis | MO | 10/2016 | 11/2021 |
| Td Ameritrade, Inc. | Chicago | IL | 02/2018 | 11/2021 |
| Charles Schwab & Co., Inc. | Seattle | WA | 10/2021 | Present |
| Charles Schwab Bank, Ssb | Seattle | WA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-12 |
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