Kevin Andrew Harback

Current Employers

Employment History

• 05/2012 → 04/2018
  Ostrofe Financial Consultants Inc
  Grass Valley, CA
• 05/2012 → 11/2017
  National Planning Corporation
  Grass Valley, CA
• 11/2017 → 04/2018
  Lpl Financial Llc
  Grass Valley, CA
• 04/2018 → 06/2024
  Securities America, Inc.
  Colfax, CA
• 04/2018 → 06/2024
  Securities America Advisors
  Colfax, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Colfax, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Colfax, CA

Previous Registrations

• 2018-04-20 → 2024-06-14
  Securities America Advisors, Inc.
  Grass Valley, CA
  Citrus Heights, CA
  Dutch Flat, CA
  Colfax, CA
• 2018-04-06 → 2018-06-21
  Ostrofe Financial Consultants Inc
  Grass Valley, CA
• 2017-11-29 → 2018-04-30
  Lpl Financial Llc
  Grass Valley, CA
• 2015-01-29 → 2017-11-29
  National Planning Corporation
  Grassvalley, CA

Other Businesses

**K&B CATERING CO. POSITION: Chef NATURE: Catering INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2019 ADDRESS: 32645 Park Ave, Dutch Flat CA 95714 DESCRIPTION: Provide catering of food and service for parties and events. **CA LIFE INSURANCE LICENSE POSITION: Insurance sales NATURE: CA Life insurance license INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/13/2019 ADDRESS: 233 S. Auburn St Ste #205, Colfax, CA 95713 DESCRIPTION: Servicing existing variable and fixed annuity contracts. **THE MONTE VISTA INN POSITION: Chef NATURE: Restaurant Chef INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2022 ADDRESS: 32106 Ridge Rd, Dutch Flat CA 95714 DESCRIPTION: Help with preparation and cooking dinners for restaurant customers. This is a temporary position to help while other kitchen staff are away on vacation. ***ALTA-DUTCH FLAT UNION ELEMENTARY SCHOOL DISTRICT BOARD OF TRUSTEES POSITION: Board Member & Trustee NATURE: Board Member of the Alta-Dutch Flat Union Elementary School District. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2024 ADDRESS: 34050 Alta Bonnynook Rd, Alta CA 95701 DESCRIPTION: Attend board meetings, discuss school concerns, review and set school policies. ***IRON POINT FINANCIAL ADVISORS, INC. POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2020 ADDRESS: 1110 Iron Point Road, Suite 160, Folsom CA 95630, United States DESCRIPTION: Iron Point Financial Advisors is the OSJ for my branch office. I am an advisor with this OSJ.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-29

Other Names

• Kevin A Harback