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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
908 Taylorville Road, Ste 100, Grass Valley, CA 95949 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-01 |
Branch Locations
908 Taylorville Rd, Ste 100, Grass Valley, CA 95949 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Penn Valley | CA | 03/2016 | 03/2023 |
| Lpl Financial | Grass Valley | CA | 03/2023 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 03/2023 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1) 02/2023 - Jesse Ettlin - Real Estate Rental - Inv. Related - 169 W. Empire St. Grass Valley, CA 95945 - Owner - Start Date 03/03/2023 - 1hr/month 2) 02/2023 - Ettlin, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Penn Valley, CA - Owner - Start Date 03/03/2023 - 0hrs/month 3) 02/2023 - Zion Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 07/09/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-03 |
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