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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

908 Taylorville Road, Ste 100, Grass Valley, CA 95949 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-01
  • CA RA
    APPROVED
    Since 2024-02-01

Branch Locations

908 Taylorville Rd, Ste 100, Grass Valley, CA 95949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Penn Valley CA 03/2016 03/2023
Lpl Financial Grass Valley CA 03/2023 Present
Mariner Independent Advisor Network, Llc Sacramento CA 03/2023 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 03/2016 → 03/2023
    Penn Valley, CA
  • 03/2023 → Present
    Lpl Financial
    Grass Valley, CA
  • 03/2023 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2023-03-03 → 2026-06-26
    Grass Valley, CA
    Grass Valley, CA
  • 2016-06-24 → 2023-03-07
    Penn Valley, CA
    Rocklin, CA
    Penn Valley, CA
    St Louis, MO
    Grass Valley, CA
Other Businesses

1) 02/2023 - Jesse Ettlin - Real Estate Rental - Inv. Related - 169 W. Empire St. Grass Valley, CA 95945 - Owner - Start Date 03/03/2023 - 1hr/month 2) 02/2023 - Ettlin, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Penn Valley, CA - Owner - Start Date 03/03/2023 - 0hrs/month 3) 02/2023 - Zion Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 07/09/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Other Names
  • Jesse Ettlin

View on SEC IAPD

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