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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-07-27
TX RA APPROVED 2022-07-21
  • UT RA
    APPROVED
    Since 2022-07-27
  • TX RA
    APPROVED
    Since 2022-07-21

Branch Locations

94 S. Mall Drive Suite 103, St. George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2011 07/2022
Raymond James Financial Services, Inc. St. George UT 07/2022 Present
Raymond James Financial Services Advisors, Inc. St. George UT 07/2022 Present
North Rim Financial Group St. George UT 07/2022 Present
Previous Registrations
  • 2011-10-24 → 2022-07-22
    St Louis, MO
    St George, UT
    Hurricane, UT
Other Businesses

(1)Name of Business: Flukes Financial Address: 94 S Mall Dr Ste 103, Saint George, UT, 84790-4900, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/21/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is my pass through business that I use for Raymond James. I use it for business expenses and income. (2)Name of Business: Hurricane High School Mountain Bike Address: 337 N 3340 W, Hurricane, UT, 84737, United States Activity Type: Non profit Position/Title: Other, Committee Member Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the head coach of the high school bike team (3)Name of Business: North Rim Financial Group Address: 94 S Mall Dr Ste 103, Saint George, UT, 84790-4900, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/21/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: North Rim is our pre approved DBA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-26
  • S66 Uniform Combined State Law Examination
    2011-08-26
Other Names
  • Adam Fluckiger

View on SEC IAPD

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