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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-07 |
| CT | RA | APPROVED | 2018-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairfield | CT | 07/2018 | Present |
| Unemployed | Weston | CT | 06/2016 | 09/2016 |
| Weconvene | New York | NY | 10/2016 | 12/2017 |
| Unemployed | Darien | CT | 01/2018 | 06/2018 |
| Bank Of America, N.A. | Fairfield | CT | 09/2018 | Present |
I*10557For profit or not for profit: Name of outside business organization: RentalInvestment related: Address of business:Darien, Connecticut 06820Nature of business: ,Position, title, association: , Start date of relationship: 2/13/2021Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*579261 Entity Type: N/A Name of OBA: Norwalk Yacht Club Address: Norwalk, Connecticut, 06854 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 12/01/2021 Number of Hours: 6, Monthly Number of Hours during trading: 0, Monthly Duties: Yacht Club - to enjoy boating Serve on the club's Board as Co-Chair of the Junior Sailing Committee beginning September 2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-25 |
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