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Current Employers
Kestra Investment Management, Llc.

5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-13
  • TX RA
    APPROVED
    Since 2025-10-13

Branch Locations

5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 08/2020 11/2024
Starwood Capital Group Greenwich CT 06/2019 08/2020
First Reserve Corporation Stamford CT 06/2013 05/2019
Kestra Investment Services, Llc Austin TX 01/2025 Present
Kestra Investment Management, Llc Austin TX 10/2025 Present
  • 08/2020 → 11/2024
    Dimensional Fund Advisors
    Austin, TX
  • 06/2019 → 08/2020
    Starwood Capital Group
    Greenwich, CT
  • 06/2013 → 05/2019
    First Reserve Corporation
    Stamford, CT
  • 01/2025 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 10/2025 → Present
    Austin, TX
Other Businesses

Bus Name; HUMBERT FRANCHISING DBA KIDSUNITED INC POSITION: Owner NATURE: Soccer lessons for kids INVESTMENT RELATED: No, # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 1304 Coleto Street, Austin TX 78702, United States DESCRIPTION: I am the semi absentee owner of this franchise. My responsibilities are largely administrative - permitting and taxes, compliance with franchise guidelines, and P&L management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
  • S66 Uniform Combined State Law Examination
    2025-10-09

View on SEC IAPD

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