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Current Employers
Garden State Investment Advisory Services, Llc

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-19
  • NJ RA
    APPROVED
    Since 2021-05-19

Branch Locations

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Colts Neck NJ 12/2014 05/2021
Private Advisor Group, Llc Colts Neck NJ 12/2014 05/2021
Garden State Securities, Inc. Red Bank NJ 05/2021 Present
  • 12/2014 → 05/2021
    Lpl Financial, Llc
    Colts Neck, NJ
  • 12/2014 → 05/2021
    Colts Neck, NJ
  • 05/2021 → Present
    Garden State Securities, Inc.
    Red Bank, NJ
Previous Registrations
Other Businesses

1. 12/19/2014 - Converged Technologies LLC, (DBA Progressive) - Investment Related - Home Based - Started 06/01/1996 - Time Spent 1%. 2. 12/19/2014 - Colts Neck Financial - Investment Related - At Reported Business Location(s) - DBA Only - Started 12/15/14 - Time Spent 90%. 3. 1/27/2015 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2015 - Time Spent 90%. 4. 2/5/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/31/2019 - 1 Hours Per Month/0 Hours During Securities Trading - Commission expires 2/1/2021. 5. 6/6/2019 - Progressive Systems - Investment Related - Home Based - Other-Rep's Business - Start Date: 05/15/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Technology systems analysis and design.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-12
S63 Uniform Securities Agent State Law Examination 2011-08-19
  • S65 Uniform Investment Adviser Law Examination
    2011-09-12
  • S63 Uniform Securities Agent State Law Examination
    2011-08-19

View on SEC IAPD

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