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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Colts Neck | NJ | 12/2014 | 05/2021 |
| Private Advisor Group, Llc | Colts Neck | NJ | 12/2014 | 05/2021 |
| Garden State Securities, Inc. | Red Bank | NJ | 05/2021 | Present |
1. 12/19/2014 - Converged Technologies LLC, (DBA Progressive) - Investment Related - Home Based - Started 06/01/1996 - Time Spent 1%. 2. 12/19/2014 - Colts Neck Financial - Investment Related - At Reported Business Location(s) - DBA Only - Started 12/15/14 - Time Spent 90%. 3. 1/27/2015 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2015 - Time Spent 90%. 4. 2/5/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/31/2019 - 1 Hours Per Month/0 Hours During Securities Trading - Commission expires 2/1/2021. 5. 6/6/2019 - Progressive Systems - Investment Related - Home Based - Other-Rep's Business - Start Date: 05/15/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Technology systems analysis and design.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-19 |
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