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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-11-29
TX RA APPROVED_RES 2015-03-06
PA RA APPROVED 2011-09-05
  • AZ RA
    APPROVED
    Since 2021-11-29
  • TX RA
    APPROVED_RES
    Since 2015-03-06
  • PA RA
    APPROVED
    Since 2011-09-05

Branch Locations

101 Larry Holmes Drive Suite 301, Easton, PA 18042 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Scottsdale AZ 06/2011 Present
Saddle Valley Farm Bangor PA 11/2003 08/2018
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2011 → Present
    Morgan Stanley Smith Barney Llc
    Scottsdale, AZ
  • 11/2003 → 08/2018
    Saddle Valley Farm
    Bangor, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2011-09-02

View on SEC IAPD

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