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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-21
CT RA APPROVED 2012-06-27
  • TX RA
    APPROVED
    Since 2013-03-21
  • CT RA
    APPROVED
    Since 2012-06-27

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Merrill Lynch West Hartford CT 06/2011 Present
  • 06/2011 → Present
    Bank Of America Merrill Lynch
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-26
  • S66 Uniform Combined State Law Examination
    2012-06-26

View on SEC IAPD

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