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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-09-05 |
| FL | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED_RES | 2023-06-09 |
| KY | RA | APPROVED | 2021-02-26 |
Branch Locations
1700 Ups Drive Suite 101, Louisville, KY 40223-4046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Franklin | TN | 07/2011 | 12/2018 |
| Jackson National Life Distributors Llc | Franklin | TN | 12/2018 | 12/2020 |
| Osaic Wealth, Inc. | Louisville | KY | 01/2021 | Present |
1. FINANCIAL SERVICES CENTER, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/26/2021 ADDRESS: 1700 UPS Drive, Ste 101, Louisville KY 40241, United States DESCRIPTION: Sales of life, fixed annuity and long term care products 2. HURSTBOURNE GREEN COUNCIL OF CO-OWNERS POSITION: Board Member NATURE: The corporation exists to maintain the condominium complex and it's grounds. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/24/2022 ADDRESS: 1700 UPS Drive, Louisville KY 40223, United States DESCRIPTION: Work with fellow board members to maintain the condominium complex and it's grounds. 3. FINANCIAL SERVICES CENTER POSITION: Vice President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 1700 UPS Dr, Louisville KY 40223, United States DESCRIPTION: Licensed Notary
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-26 |
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