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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-09-15 |
| TX | RA | APPROVED | 2021-09-15 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
121 East 5Th Street, Crowley, LA 70526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Crowley | LA | 04/2014 | 09/2021 |
| Kestra Investment Services, Llc | Crowley | LA | 09/2021 | Present |
| Kestra Advisory Services, Llc | Crowley | LA | 09/2021 | Present |
1. FIRST INVESTMENT SERVICES, LLC POSITION: Owner/Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2021 ADDRESS: 128 N Parkerson Ave, Crowley LA 70526, United States DESCRIPTION: Prospecting and sales related activities. Managerial duties. 2. KESTRA ADVISORY SERVICES, LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/15/2021 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Offer advise on investment and portfolio management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
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