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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| NY | RA | APPROVED | 2021-04-28 |
Branch Locations
6500 Sheridan Drive Suite 110, Amherst, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 10/2012 | 10/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 10/2012 | 12/2019 |
| Financial Engines Advisors L.L.C | Sunnyvale | CA | 01/2020 | Present |
East Aurora Rotary Club; INVESTMENT RELATED: No; ADDRESS: New York, NY; NATURE: Non-profit; POSITION: Board Member; START DATE: 01/01/2018; NUMBER OF HOURS/MONTH: 01 Hrs; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs; DUTIES: Volunteer for committees, meets monthly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
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