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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-11-01
  • CT RA
    APPROVED
    Since 2019-11-01

Branch Locations

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

195 Danbury Rd. Suite 140, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Wilton CT 12/2015 11/2019
Lpl Financial, Llc Wilton CT 01/2016 08/2024
Merit Financial Group, Llc Alpharetta GA 11/2019 Present
Pks Investments Albany NY 08/2024 Present
  • 12/2015 → 11/2019
    Wilton, CT
  • 01/2016 → 08/2024
    Lpl Financial, Llc
    Wilton, CT
  • 11/2019 → Present
    Merit Financial Group, Llc
    Alpharetta, GA
  • 08/2024 → Present
    Pks Investments
    Albany, NY
Previous Registrations
  • 2015-12-16 → 2019-11-01
    Wilton, CT
    Morristown, NJ
  • 2012-12-14 → 2015-12-09
    Westport Resources Management Inc
    Westport, CT
  • 2011-09-09 → 2012-10-08
    Westport, CT
    New York, NY
  • 2012-05-08 → 2012-05-09
    Delessert Financial Services Inc
    Waltham, MA
Other Businesses

1. Merit Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Merit Financial Group, LLC, an independent investment advisor firm. 2. Fixed Insurance - Investment Related - At Registered Location - Agent - Fixed/Traditional Insurance - 7/2024 - 10 hrs/month all during trading hrs - Provide insurance advice based on the needs of clients 3. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-14
S65 Uniform Investment Adviser Law Examination 2011-09-07
  • S63 Uniform Securities Agent State Law Examination
    2016-01-14
  • S65 Uniform Investment Adviser Law Examination
    2011-09-07
Designations

View on SEC IAPD

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