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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-11-01 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group, Llc | Wilton | CT | 12/2015 | 11/2019 |
| Lpl Financial, Llc | Wilton | CT | 01/2016 | 08/2024 |
| Merit Financial Group, Llc | Alpharetta | GA | 11/2019 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Merit Financial Group, LLC, an independent investment advisor firm. 2. Fixed Insurance - Investment Related - At Registered Location - Agent - Fixed/Traditional Insurance - 7/2024 - 10 hrs/month all during trading hrs - Provide insurance advice based on the needs of clients 3. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-14 |
| S65 | Uniform Investment Adviser Law Examination | 2011-09-07 |
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