James Raymond Turpen

Current Employers

Employment History

• 03/2015 → 04/2021
  Tdameritrade, Inc
  Omaha, NE
• 06/2011 → Present
  Raymond James Financial Services, Inc.
  Omaha, NE
• 06/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Omaha, NE
• 06/2011 → Present
  First Investments & Planning
  Omaha, NE
• 06/2021 → Present
  First National Bank Of Omaha
  Omaha, NE
• 05/2021 → Present
  First National Bank Omaha
  Omaha, NE

Previous Registrations

• 2015-05-22 → 2021-04-20
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Westlake, TX
• 2015-05-22 → 2021-04-20
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

1) First National Bank of Omaha Investment Related Address: Omaha, NE nature: Financial Institution Start Date: 06/2021 Position/Title: Employee Hours Per Month Devoted: 160 Hours Per Month Devoted during Securities Trading: 130 Duties: Financial Advisor 2) Name of Business: First Investments and Planning Address: Omaha, NE Activity Type: Support Company/DBA (Non Owner) Position/Title: Financial Advisor Investment Related: No Start Date: 05/24/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial advisor in a bank branch 3) Name of Business: First National Bank Omaha Address: 2625 S. 175th Street, Omaha, NE, 68130, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/24/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor to branch clients

Exams

• S66 Uniform Combined State Law Examination
  2015-05-20
• S63 Uniform Securities Agent State Law Examination
  2012-06-29

Other Names

• James Raymond Turpan
• Jay Turpen
• Jay Raymond Turpen