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Julie Thomas Sward

Moneta Group Investment Advisors, LLC

St. Louis, MO

CRD 4174816

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Employer firm

Moneta Group Investment Advisors, LLC CRD 104727

$50.5B regulatory AUM 638 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Moneta Group Investment Advisors, Llc

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-08-07
CO RA APPROVED 2019-04-09
MO RA APPROVED 2011-01-14
  • KS RA
    APPROVED
    Since 2020-08-07
  • CO RA
    APPROVED
    Since 2019-04-09
  • MO RA
    APPROVED
    Since 2011-01-14

Branch Locations

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moneta Group Investment Advisors Llc Clayton MO 03/2013 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-11
S65 Uniform Investment Adviser Law Examination 2002-01-16
  • S63 Uniform Securities Agent State Law Examination
    2005-04-11
  • S65 Uniform Investment Adviser Law Examination
    2002-01-16
Designations
  • Certified Financial Planner
Other Names
  • Julie Lynn Thomas

View on SEC IAPD

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