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57 West Capital Advisors, Inc. CRD 115378
$47.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11615 Angus Road Suite 104-K, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-11 |
Branch Locations
11615 Angus Road Suite 104-K, Austin, TX 78759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Austin | TX | 09/2014 | 02/2017 |
| New York Life Ins Co | Austin | TX | 08/2014 | 02/2017 |
| The Rainier Financial Group Llc | Austin | TX | 02/2016 | 02/2017 |
| The Rainier Financial Group Llc | Austin | TX | 02/2017 | 08/2017 |
| Nylife Securities Llc | Austin | TX | 05/2017 | 08/2017 |
| 57 West Capital Advisors, Inc. | Austin | TX | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-25 |
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