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Jessica Brooke Brophy

Morgan Stanley

Oak Brook, IL

CRD 5941897

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
IL RA APPROVED 2018-10-15
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • IL RA
    APPROVED
    Since 2018-10-15

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Geneva IL 07/2013 09/2018
Morgan Stanley Oak Brook IL 10/2018 Present
  • 07/2013 → 09/2018
    Stifel
    Geneva, IL
  • 10/2018 → Present
    Oak Brook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-29
  • S66 Uniform Combined State Law Examination
    2014-10-29
Other Names
  • Jessica Brophy
  • Jessica Brooke Brophy

View on SEC IAPD

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