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Joseph Tyler Cinotto

Nomura Investment Management Business Trust

Issaquah, WA

Philadelphia, PA

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-09-02
PA RA APPROVED 2021-05-04
  • WA RA
    APPROVED
    Since 2021-09-02
  • PA RA
    APPROVED
    Since 2021-05-04

Branch Locations

Issaquah, WA • United States

610 Market Street, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 12/2014 08/2020
Ivy Distributors, Inc Shawnee Mission KS 12/2014 Present
Delaware Distributors, L.P. Philadelphia PA 05/2021 Present
Macquarie Investment Management Philadelphia PA 05/2021 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 12/2014 → 08/2020
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 12/2014 → Present
    Ivy Distributors, Inc
    Shawnee Mission, KS
  • 05/2021 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 05/2021 → Present
    Macquarie Investment Management
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Previous Registrations
  • 2014-12-04 → 2021-04-21
    Waddell & Reed
    Overland Park, KS
  • 2012-05-07 → 2014-11-24
    Arvest Wealth Management
    Kansas City, MO
    Independence, MO
    Overland Park, KS
    Mission, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-04
S63 Uniform Securities Agent State Law Examination 2011-10-28
  • S65 Uniform Investment Adviser Law Examination
    2012-05-04
  • S63 Uniform Securities Agent State Law Examination
    2011-10-28
Other Names
  • Joe T Cinotto
  • Joe Tyler Cinotto

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · ISSAQUAH, WA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ISSAQUAH, WA
J.P. MORGAN SECURITIES LLC · ISSAQUAH, WA
U.S. BANCORP ADVISORS, LLC · Issaquah, WA
WELLS FARGO CLEARING SERVICES, LLC · ISSAQUAH, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA

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