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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
| WA | RA | APPROVED | 2024-07-11 |
Branch Locations
1180 Nw Maple St Suite 150, Issaquah, WA 98027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Seattle | WA | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Issaquah | WA | 07/2024 | Present |
3 AND 3 HOLDINGS, LLC DBA GREY GOAT STAFFING, NOT INVT RELATED, TBD, WASHINGTON, 50% OWNERSHIP, START DATE 8/8/2024, 20 HRS PER MONTH AND 0 HRS DURING TRADING, PARTIAL OWNER OF TEMPORARY STAFFING COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
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