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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| PA | RA | APPROVED | 2022-09-12 |
Branch Locations
144 South 8Th Street, Chambersburg, PA 17201 • United States
100 Sterling Parkway Suite 200, Mechanicsburg, PA 17050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Mechanicsburg | PA | 09/2012 | 09/2022 |
| Mml Investors Services | Mechanicsburg | PA | 09/2012 | 09/2022 |
| Commonwealth Financial Network | Waltham | MA | 09/2022 | Present |
| Four Arrows Financial Group | Mechanicsburg | PA | 09/2022 | Present |
1. Fixed insurance sales; as of 9/12/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Four Arrows Financial Group, LLC a private entity established to facilitate securities, advisory, and insurance business; as of 10/01/2022; 50% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-29 |
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