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James Zgliniec

Strategic Advisers LLC

Thousand Oaks, CA

Ventura, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Ventura, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Anaheim CA 04/2012 02/2017
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Brokerage Services Llc Thousand Oaks CA 02/2017 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2012 → 02/2017
    Centaurus Financial, Inc.
    Anaheim, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2017 → Present
    Fidelity Brokerage Services Llc
    Thousand Oaks, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Thousand Oaks, CA
    Santa Paula, CA
  • 2017-04-06 → 2018-07-13
    Strategic Advisers Llc
    Thousand Oaks, CA
  • 2012-04-24 → 2017-02-24
    Centaurus Financial, Inc.
    Anaheim, CA
    Ventura, CA
    Anaheim, CA
  • 2011-10-07 → 2012-04-19
    Msi Financial Services, Inc.
    Los Angeles, CA
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11
Other Names
  • James R Zgliniec
  • James Robert Zgliniec

View on SEC IAPD

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GOLD COAST SECURITIES, INC.
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ANDREW LOUIS TOSHIE
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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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