Thomas Richard Johnson

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 09/2011 → Present
  Burke Brothers Productions
  Phoenix, AZ
• 12/2015 → Present
  Cbs Sports Network
  Phoenix, Az., AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1) BURKE BROTHERS PRODUCTIONS TAPE OPERATOR. PHOENIX, AZ 85083. NON-INVESTMENT RELATED. TELEVISION CREWING COMPANY. HOURS PER MONTH VARY, NONE DURING TRADING HOURS. 2) NAME OF BUSINESS: CBS SPORTS NETWORK NON-INVESTMENT RELATED: ADDRESS: PHOENIX, AZ. POSITION: OFFICIAL STATS START DATE: 12/2015 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: VARIES NUMBER OF HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: ENSURE STATS PROVIDED DURING BROADCAST ARE ACCURATE BASED ON INFORMATION PROVIDED BY THE NFL OFFICIALS. NAME OF BUSINESS: MYRACEHORSE.COM INVESTMENT RELATED: ADDRESS (City/State): CLAREMONT, CA NATURE OF BUSINESS: HORSERACING START DATE (Month/Year): 12/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS:0

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-07
• S63 Uniform Securities Agent State Law Examination
  2011-07-20

Other Names

• Thomas R Johnson
• Tommy Johnson