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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-08
  • FL RA
    APPROVED
    Since 2023-06-08

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Petersburg FL 08/2016 01/2019
Raymond James & Associates, Inc. St. Petersburg FL 01/2019 10/2020
Raymond James Financial Services, Inc. Tampa FL 11/2020 06/2023
Happy Pets Mobile Vet Tampa FL 04/2019 Present
Raymond James Financial Services Advisors, Inc. Tampa FL 02/2021 06/2023
Raymond James & Associates, Inc St. Petersburg FL 06/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Happy Pets Mobile Vet Address: 3603 W Wallace Ave, Tampa, FL, 33611, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I are co-owners. She will be running the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12

View on SEC IAPD

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