Michael Fraser

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-15
IL	RA	APPROVED	2023-11-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Securian Financial Services Inc	St Paul	MN	01/2019	02/2021
Self Employed	Saint Paul	MN	08/2018	01/2019
Lgm Wealth Management	Bloomington	MN	03/2021	09/2021
Principal Life Insurance Company	Sioux Falls	SD	09/2021	06/2023
Principal Securities Inc	Sioux Falls	SD	09/2021	06/2023
Securian Asset Management	Saint Paul	MN	01/2015	08/2018
North Star Resource Group	Minneapolis	MN	01/2019	03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oak Brook	IL	10/2023	Present
Unemployed	Sioux Falls	SD	06/2023	09/2023
Bank Of America N.A.	Oak Brook	IL	11/2023	Present

01/2019 → 02/2021

Securian Financial Services Inc

St Paul, MN
08/2018 → 01/2019

Self Employed

Saint Paul, MN
03/2021 → 09/2021

Lgm Wealth Management

Bloomington, MN
09/2021 → 06/2023

Principal Life Insurance Company

Sioux Falls, SD
09/2021 → 06/2023

Principal Securities Inc

Sioux Falls, SD
01/2015 → 08/2018

Securian Asset Management

Saint Paul, MN
01/2019 → 03/2021

North Star Resource Group

Minneapolis, MN
10/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL
06/2023 → 09/2023

Unemployed

Sioux Falls, SD
11/2023 → Present

Bank Of America N.A.

Oak Brook, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-31
S63	Uniform Securities Agent State Law Examination	2011-12-22

Other Firms