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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-30
  • MO RA
    APPROVED
    Since 2022-08-30

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 06/2013 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 08/2022
Stifel, Nicolaus & Company, Incorporated Saint Louis MO 08/2022 Present
Previous Registrations
Other Businesses

1. The Magic House- St. Louis Children's Museum, 516 S Kirkwood Rd, St Louis, MO 63122; Young Professionals Board Member; To attend general board meetings, help plan and facilitate Magic House fundraising events; 9/13/22; 5 hr/Qtr; Not During Securities Trading Hours; Not Investment Related. 2. Folds of Honor; 16105 Swingley Ridge Rd #726 Chesterfield, MO 63006; Folds of Honor - St. Louis Chapter Young Professionals Board; Board Member; Attend board meetings, plan and facilitate various events and functions around community; 09/04/2023; 3 hrs/quarter; Not during securities trading hours; Not Investment-Related 3. The Magic House, St. Louis Children's Museum; 516 S. Kirkwood Road Kirkwood MO 63122; Children's Museum; Chairman of the Young Professionals Board; To lead board meetings, help plan and facilitate magic house fundraising events; 02/03/2025; 5 hrs/quarter; Not during securities trading hours; Not Investment-Related. 4. The BackStoppers, Inc; 1600 South Brentwood Blvd. Suite 220 Brentwood MO 63144; The BackStoppers Development Board; President; Attend and lead board meetings, plan and facilitate various events and functions around community, as well as recruit new members to join the board; 07/22/2025; 3 hrs/quarter; Not during securities trading hours; Not Investment-Related. 5. The St. Louis Sports Hall of Fame; PO Box 190833 St Louis MO 63119; Board Member; Attend meetings, plan the event and host/work the event; 2/4/2026; 5 hours per year; not during securities trading hours; Not Inv Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-20
  • S66 Uniform Combined State Law Examination
    2016-02-20

View on SEC IAPD

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