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Current Employers
Mma Asset Management Llc

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-16
  • PA RA
    APPROVED
    Since 2020-01-16

Branch Locations

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-28
  • PA RA
    APPROVED
    Since 2019-05-28

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Centurion Group Plymouth Meeting PA 07/2016 05/2019
Mma Agency Conshohocken PA 05/2019 Present
Mma Securities Llc Conshohocken PA 05/2019 Present
  • 07/2016 → 05/2019
    The Centurion Group
    Plymouth Meeting, PA
  • 05/2019 → Present
    Mma Agency
    Conshohocken, PA
  • 05/2019 → Present
    Conshohocken, PA
Previous Registrations
  • 2016-10-28 → 2019-12-31
    Conshohocken, PA
  • 2016-08-02 → 2019-12-31
    The Centurion Group, Llc
    Plymouth Meeting, PA
  • 2016-03-07 → 2017-12-11
    Citrin Cooperman Wealth Management, Lp
    New York, NY
  • 2016-05-19 → 2017-12-11
    Apexium Financial Lp
    Philadelphia, PA
    Dallas, TX
  • 2011-05-10 → 2012-12-06
    Villanova Financial Services, Inc.
    Paoli, PA
  • 2002-10-08 → 2004-05-05
    Td Wealth Management Services Inc.
    Philadelphia, PA
Other Businesses

1) ONE OF FOUR MEMBERS OF FOWLER EQUITIES, LLC AND 22 SOUTH HADDON LLC; BOTH IN HADDONFIELD, NJ; BOTH COMMERCIAL RENTAL REAL ESTATE PURCHASED IN 2001. PIKE SPENDS AT MOST, ONE HOUR A MONTH MAINTIANING THESE PROPERTIES 2) MMA Asset Management LLC - up to 20% of time, Portfolio Manager 3) This individual is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The individual conducts non-investment related business activities (up to approximately 80% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer or investment advisory licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
  • S66 Uniform Combined State Law Examination
    2010-09-24
Designations

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