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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-03 |
| TX | RA | APPROVED | 2017-05-03 |
Branch Locations
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 08/2012 | 05/2017 |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 05/2017 | Present |
| Jpmorgan Securities Llc | Los Angeles | CA | 05/2017 | Present |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-08 |
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