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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-25
MD RA APPROVED 2025-10-25
TX RA APPROVED_RES 2020-10-21
MA RA APPROVED 2018-10-31
IL RA APPROVED 2017-11-29
IA RA APPROVED 2017-11-29
KS RA APPROVED 2017-11-29
MO RA APPROVED 2017-11-29
  • FL RA
    APPROVED
    Since 2025-10-25
  • MD RA
    APPROVED
    Since 2025-10-25
  • TX RA
    APPROVED_RES
    Since 2020-10-21
  • MA RA
    APPROVED
    Since 2018-10-31
  • IL RA
    APPROVED
    Since 2017-11-29
  • IA RA
    APPROVED
    Since 2017-11-29
  • KS RA
    APPROVED
    Since 2017-11-29
  • MO RA
    APPROVED
    Since 2017-11-29

Branch Locations

3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States

779 Wall St, O Fallon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resource One Advisors, Llc Saint Albans MO 05/2015 Present
Nationalplanning Corporation Saint Albans MO 07/2015 Present
Lpl Financial Llc St. Albans Rd MO 11/2017 Present
  • 05/2015 → Present
    Resource One Advisors, Llc
    Saint Albans, MO
  • 07/2015 → Present
    Nationalplanning Corporation
    Saint Albans, MO
  • 11/2017 → Present
    St. Albans Rd, MO
Previous Registrations
  • 2015-09-23 → 2017-11-29
    National Planning Corporation
    St. Albans Rd, MO
Other Businesses

1. 11/29/2017 - Isaac Gardner - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT/SERVICING REPRESENTATIVE - Start Date 7/1/2015 - 40 Hours Per Month/6 During Securities Trading - SELLING FIXED INSURANCE PRODUCTS. 2. 11/29/2017 - RESOURCE ONE ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - MANAGING PARTNER - Start Date 7/1/2015 - 40 Hours Per Month/6 During Securities Trading. 3. 01/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/16/2018 - 1 Hours Per Month/1 Hours During Securities Trading -Other-Health Savings Account. 4. 6/7/2021 - Isaac Gardner - Investment Related - Eureka, MO 63025 - Real Estate Rental - Start Date: 7/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Rent our old house.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-18
  • S66 Uniform Combined State Law Examination
    2015-09-18
Other Names
  • Isaac Gardner

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