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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-25 |
| MD | RA | APPROVED | 2025-10-25 |
| TX | RA | APPROVED_RES | 2020-10-21 |
| MA | RA | APPROVED | 2018-10-31 |
| IL | RA | APPROVED | 2017-11-29 |
| IA | RA | APPROVED | 2017-11-29 |
| KS | RA | APPROVED | 2017-11-29 |
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States
779 Wall St, O Fallon, IL 62269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Resource One Advisors, Llc | Saint Albans | MO | 05/2015 | Present |
| Nationalplanning Corporation | Saint Albans | MO | 07/2015 | Present |
| Lpl Financial Llc | St. Albans Rd | MO | 11/2017 | Present |
1. 11/29/2017 - Isaac Gardner - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT/SERVICING REPRESENTATIVE - Start Date 7/1/2015 - 40 Hours Per Month/6 During Securities Trading - SELLING FIXED INSURANCE PRODUCTS. 2. 11/29/2017 - RESOURCE ONE ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - MANAGING PARTNER - Start Date 7/1/2015 - 40 Hours Per Month/6 During Securities Trading. 3. 01/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/16/2018 - 1 Hours Per Month/1 Hours During Securities Trading -Other-Health Savings Account. 4. 6/7/2021 - Isaac Gardner - Investment Related - Eureka, MO 63025 - Real Estate Rental - Start Date: 7/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Rent our old house.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-18 |
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