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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-13 |
| NY | RA | APPROVED | 2025-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackstone Inc. | New York | NY | 04/2016 | 06/2025 |
| Blackstone Securities Partners L.P. | New York | NY | 04/2016 | 06/2025 |
| Lpl Financial | Clifton Park | NY | 09/2025 | Present |
1. 09/2025 - Thomas Babcock Investment Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 185 Hrs/Mth - 7 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/25/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-14 |
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